Unclaimed Profile

Jonathon James Allen

WESCOM FINANCIAL SERVICES, LLC·ANAHEIM, California

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6628 years registeredWESCOM FINANCIAL SERVICES, LLC

5601 E. LA PALMA AVE, ANAHEIM, CA 92807CRD# 2329509Firm CRD# 125650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathon James Allen · ANAHEIM, CA

Registration

CRD #2329509 · WESCOM FINANCIAL SERVICES, LLC · 28 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

May 2025 – present

CUSO FINANCIAL SERVICES, L.P.

Jan 2023 – May 2025

Anaheim, CA

WESCOM FINANCIAL SERVICES, LLC

Jul 2018 – Feb 2023

Anaheim, CA

WESCOM FINANCIAL SERVICES, LLC

Oct 2017 – Jul 2018

Anaheim, CA

CITIGROUP GLOBAL MARKETS INC.

Jun 2013 – Oct 2017

FOUNTAIN VALLEY, CA

BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS

Oct 2012 – Feb 2013

NEWPORT BEACH, CA

UNIONBANC INVESTMENT SERVICES, LLC

Dec 1997 – Mar 2010

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · December 22, 1997

Years registered · 28

Disclosure History

2013Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WESCOM FINANCIAL SERVICES, LLC

CRD 125650 · SEC 801-113359

AUM

$226M

Regulatory assets under management

Employees

1,138 client accounts

Services offered by WESCOM FINANCIAL SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESCOM FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Jonathon James Allen offer?

Jonathon James Allen specializes in Investment Management, Wealth Management. Contact their office in ANAHEIM, California for a consultation.

What are Jonathon James Allen's credentials?

Jonathon James Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathon James Allen located?

Jonathon James Allen is based in ANAHEIM, California, working with WESCOM FINANCIAL SERVICES, LLC. Their office serves clients in the ANAHEIM metropolitan area and surrounding communities.

How does Jonathon James Allen charge for services?

Jonathon James Allen's firm is compensated through percentage of aum, other: fees collected from third-party managers are paid to applicant. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESCOM FINANCIAL SERVICES, LLC?

WESCOM FINANCIAL SERVICES, LLC has approximately 31 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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