Unclaimed Profile

Connie Monica Knox

WESCOM FINANCIAL SERVICES, LLC·PASADENA, California

Clean recordWESCOM FINANCIAL SERVICES, LLC

123 SO. MARENGO AVE, PASADENA, CA 91101CRD# 2279725Firm CRD# 125650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Connie Monica Knox · PASADENA, CA

Registration

CRD #2279725 · WESCOM FINANCIAL SERVICES, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Connie Monica Knox is a registered financial advisor based in PASADENA, California, affiliated with WESCOM FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

WESCOM FINANCIAL SERVICES, LLC

AUM

$226M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WESCOM FINANCIAL SERVICES, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Other: FEES COLLECTED FROM THIRD-PARTY MANAGERS ARE PAID TO APPLICANT

Regulatory

SEC/IARD CRD# 2279725

Firm CRD# 125650

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Frequently Asked Questions

What services does Connie Monica Knox offer?

Connie Monica Knox specializes in Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Connie Monica Knox's credentials?

Connie Monica Knox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Connie Monica Knox located?

Connie Monica Knox is based in PASADENA, California, working with WESCOM FINANCIAL SERVICES, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Connie Monica Knox charge for services?

Connie Monica Knox's firm is compensated through percentage of aum, other: fees collected from third-party managers are paid to applicant. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESCOM FINANCIAL SERVICES, LLC?

WESCOM FINANCIAL SERVICES, LLC has approximately 31 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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