Unclaimed Profile

Keith Brian Pipes

WESCOM FINANCIAL SERVICES, LLC·ANAHEIM, California

SIE, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65, Series 99TOClean record24 years registeredWESCOM FINANCIAL SERVICES, LLC

5601 E. LA PALMA AVE, ANAHEIM, CA 92807CRD# 1577134Firm CRD# 125650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Brian Pipes · ANAHEIM, CA

Registration

CRD #1577134 · WESCOM FINANCIAL SERVICES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESCOM FINANCIAL SERVICES, LLC

WESCOM FINANCIAL SERVICES, LLC

Jul 2018 – Feb 2023

Anaheim, CA

WESCOM FINANCIAL SERVICES, LLC

Jun 2003 – Jul 2018

Anaheim, CA

CUSO FINANCIAL SERVICES, L.P.

Mar 2002 – Sep 2004

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · March 11, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESCOM FINANCIAL SERVICES, LLC

CRD 125650 · SEC 801-113359

AUM

$226M

Regulatory assets under management

Employees

1,138 client accounts

Services offered by WESCOM FINANCIAL SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESCOM FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Keith Brian Pipes offer?

Keith Brian Pipes specializes in Investment Management, Wealth Management.

What are Keith Brian Pipes's credentials?

Keith Brian Pipes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Brian Pipes located?

Keith Brian Pipes is based in ANAHEIM, California, last registered with WESCOM FINANCIAL SERVICES, LLC.

How does Keith Brian Pipes charge for services?

Keith Brian Pipes's firm is compensated through percentage of aum, other: fees collected from third-party managers are paid to applicant. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESCOM FINANCIAL SERVICES, LLC?

WESCOM FINANCIAL SERVICES, LLC has approximately 31 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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