Unclaimed Profile

Cindy Law

WESCOM FINANCIAL SERVICES, LLC·ANAHEIM, California

SIE, Series 27, Series 99TOClean recordWESCOM FINANCIAL SERVICES, LLC

5601 E. LA PALMA AVE, ANAHEIM, CA 92807CRD# 5433583Firm CRD# 125650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cindy Law · ANAHEIM, CA

Registration

CRD #5433583 · WESCOM FINANCIAL SERVICES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 27

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESCOM FINANCIAL SERVICES, LLC

CRD 125650 · SEC 801-113359

AUM

$226M

Regulatory assets under management

Employees

1,138 client accounts

Services offered by WESCOM FINANCIAL SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESCOM FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Cindy Law offer?

Cindy Law specializes in Investment Management, Wealth Management. Contact their office in ANAHEIM, California for a consultation.

What are Cindy Law's credentials?

Cindy Law is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cindy Law located?

Cindy Law is based in ANAHEIM, California, working with WESCOM FINANCIAL SERVICES, LLC. Their office serves clients in the ANAHEIM metropolitan area and surrounding communities.

How does Cindy Law charge for services?

Cindy Law's firm is compensated through percentage of aum, other: fees collected from third-party managers are paid to applicant. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESCOM FINANCIAL SERVICES, LLC?

WESCOM FINANCIAL SERVICES, LLC has approximately 31 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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