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Cindy Law

WESCOM FINANCIAL SERVICES, LLC·ANAHEIM, California
Unclaimed Profile
5601 E. LA PALMA AVE, ANAHEIM, CA 92807CRD# 5433583Firm CRD# 125650
01

About

Cindy Law is a registered financial advisor based in ANAHEIM, California, affiliated with WESCOM FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
WESCOM FINANCIAL SERVICES, LLC
WESCOM FINANCIAL SERVICES, LLC
AUM
$226M
Regulatory assets under management
Employees
31
Total firm employees
View all advisors at WESCOM FINANCIAL SERVICES, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Other: FEES COLLECTED FROM THIRD-PARTY MANAGERS ARE PAID TO APPLICANT
Regulatory
SEC/IARD CRD# 5433583
Firm CRD# 125650
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Cindy Law offer?
Cindy Law specializes in Investment Management, Wealth Management. Contact their office in ANAHEIM, California for a consultation.
What are Cindy Law's credentials?
Cindy Law is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cindy Law located?
Cindy Law is based in ANAHEIM, California, working with WESCOM FINANCIAL SERVICES, LLC. Their office serves clients in the ANAHEIM metropolitan area and surrounding communities.
How does Cindy Law charge for services?
Cindy Law's firm is compensated through percentage of aum, other: fees collected from third-party managers are paid to applicant. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESCOM FINANCIAL SERVICES, LLC?
WESCOM FINANCIAL SERVICES, LLC has approximately 31 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ANAHEIM
Robert D. Chatterton — CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.Tami J. Mehlbrandt — CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.Jack Brunson Keeter — JACK KEETER & ASSOCIATES, INC.Timothy Thomas Koch — JACK KEETER & ASSOCIATES, INC.Keith Brian Pipes — WESCOM FINANCIAL SERVICES, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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