Unclaimed Profile

James Dale Harvey

POPLAR FOREST CAPITAL LLC·PASADENA, California

Clean recordPOPLAR FOREST CAPITAL LLC

225 SOUTH LAKE AVENUE, PASADENA, CA 91101CRD# 1514610Firm CRD# 145250

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Dale Harvey · PASADENA, CA

Registration

CRD #1514610 · POPLAR FOREST CAPITAL LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Dale Harvey is a registered financial advisor based in PASADENA, California, affiliated with POPLAR FOREST CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

POPLAR FOREST CAPITAL LLC

AUM

$1.2B

Regulatory assets under management

Employees

Total firm employees

View all advisors at POPLAR FOREST CAPITAL LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1514610

Firm CRD# 145250

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Dale Harvey offer?

James Dale Harvey specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in PASADENA, California for a consultation.

What are James Dale Harvey's credentials?

James Dale Harvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Dale Harvey located?

James Dale Harvey is based in PASADENA, California, working with POPLAR FOREST CAPITAL LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does James Dale Harvey charge for services?

James Dale Harvey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POPLAR FOREST CAPITAL LLC?

POPLAR FOREST CAPITAL LLC has approximately 13 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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