Unclaimed Profile

James Dale Harvey

POPLAR FOREST CAPITAL LLC·PASADENA, California

Series 2, Series 6, Series 63Clean record17 years registeredPOPLAR FOREST CAPITAL LLC

225 SOUTH LAKE AVENUE, PASADENA, CA 91101CRD# 1514610Firm CRD# 145250

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Dale Harvey · PASADENA, CA

Registration

CRD #1514610 · POPLAR FOREST CAPITAL LLC · 17 years registered

Brand Profile

Not yet started

Career History

TOCQUEVILLE ASSET MANAGEMENT LP

Apr 2025 – present

POPLAR FOREST CAPITAL LLC

Jul 2009 – Jun 2025

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 6

Series 63

Registration record

First registered · July 29, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POPLAR FOREST CAPITAL LLC

CRD 145250 · SEC 801-68455

AUM

$1.2B

Regulatory assets under management

Employees

71 client accounts

Services offered by POPLAR FOREST CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at POPLAR FOREST CAPITAL LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PASADENA?

Browse all registered financial advisors in PASADENA, California or claim this profile if it's yours.

Browse PASADENA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Dale Harvey offer?

James Dale Harvey specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in PASADENA, California for a consultation.

What are James Dale Harvey's credentials?

James Dale Harvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Dale Harvey located?

James Dale Harvey is based in PASADENA, California, working with POPLAR FOREST CAPITAL LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does James Dale Harvey charge for services?

James Dale Harvey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POPLAR FOREST CAPITAL LLC?

POPLAR FOREST CAPITAL LLC has approximately 13 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →