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WESCOM FINANCIAL SERVICES, LLC
WESCOM FINANCIAL SERVICES, LLC
ANAHEIM, California
·
7 registered advisors
·
CRD# 125650
SEC# 801-113359
26
888-879-0558 EXT. 5104
01
Firm Overview
AUM
$226M
Regulatory assets under management
Employees
31
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Other: FEES COLLECTED FROM THIRD-PARTY MANAGERS ARE PAID TO APPLICANT
03
Specialties
Investment Management
Wealth Management
04
Advisors at WESCOM FINANCIAL SERVICES, LLC
7 registered advisors
Cindy Law
ANAHEIM, California
CRD# 5433583
Connie Monica Knox
PASADENA, California
CRD# 2279725
Diana Lynn Reeves Nash
ANAHEIM, California
CRD# 2664062
Elizabeth Whitney Bullock
PASADENA, California
CRD# 4445102
Jonathon James Allen
ANAHEIM, California
CRD# 2329509
Keith Brian Pipes
ANAHEIM, California
CRD# 1577134
Stephen Arthur Boyle
ANAHEIM, California
CRD# 1485373
05
Office Locations
ANAHEIM, California
5 advisors
PASADENA, California
2 advisors
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Data sourced from SEC Form ADV filings. WESCOM FINANCIAL SERVICES, LLC (CRD# 125650) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.