Unclaimed Profile

Forrest A Jones

KNIGHT NGUYEN INVESTMENTS·KATY, Texas

SIE, Series 7, Series 63, Series 6619 years registeredKNIGHT NGUYEN INVESTMENTS

23603 W FERNHURST, KATY, TX 77494CRD# 4880765Firm CRD# 198517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Forrest A Jones · KATY, TX

Registration

CRD #4880765 · KNIGHT NGUYEN INVESTMENTS · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KNIGHT NGUYEN INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2018 – Nov 2020

CONROE, TX

KNIGHT NGUYEN INVESTMENTS

Feb 2017 – Aug 2018

KATY, TX

MCNALLY FINANCIAL SERVICES CORPORATION

May 2016 – Feb 2017

Montgomery, TX

METLIFE SECURITIES INC.

Aug 2014 – Feb 2016

HOUSTON, TX

NEXT FINANCIAL GROUP, INC.

Apr 2014 – Aug 2014

The Woodlands, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2011 – Apr 2014

THE WOODLANDS, TX

FIRST COMMAND FINANCIAL PLANNING, INC.

Apr 2011 – Jun 2011

HOUSTON, TX

SUMMIT FINANCIAL GROUP INC

Nov 2010 – Dec 2010

BEAUMONT, TX

EDWARD JONES

Feb 2007 – Aug 2010

BEAUMONT, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · February 13, 2007

Years registered · 19

Disclosure History

2022Regulatory·Final

2021Civil·Pending

2021Regulatory·Final

2020Customer Dispute·Award / Judgment

2020Employment Separation After Allegations

2020Investigation

2015Judgment / Lien

7 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KNIGHT NGUYEN INVESTMENTS

CRD 198517 · SEC 801-107356

AUM

$27M

Regulatory assets under management

Employees

43 client accounts

Services offered by KNIGHT NGUYEN INVESTMENTS

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KNIGHT NGUYEN INVESTMENTS →

Introduction

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Frequently Asked Questions

What services does Forrest A Jones offer?

Forrest A Jones specializes in Financial Planning, Investment Management, Wealth Management.

What are Forrest A Jones's credentials?

Forrest A Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Forrest A Jones located?

Forrest A Jones is based in KATY, Texas, last registered with KNIGHT NGUYEN INVESTMENTS.

How does Forrest A Jones charge for services?

Forrest A Jones's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: administration fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KNIGHT NGUYEN INVESTMENTS?

KNIGHT NGUYEN INVESTMENTS has approximately 3 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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