Unclaimed Profile

Mercedes Gabrielle Barker

EQUILIBRIA WEALTH MANAGEMENT, LLC·KATY, Texas

SIE, Series 7, Series 9, Series 63, Series 65Clean record19 years registeredEQUILIBRIA WEALTH MANAGEMENT, LLC

24285 KATY FREEWAY, KATY, TX 77494CRD# 5232805Firm CRD# 311785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mercedes Gabrielle Barker · KATY, TX

Registration

CRD #5232805 · EQUILIBRIA WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

EQUILIBRIA WEALTH MANAGEMENT, LLC

Dec 2020 – present

SUMMIT FINANCIAL GROUP INC

Aug 2015 – Dec 2020

ODESSA, TX

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2010 – Aug 2015

ODESSA, TX

WELLS FARGO ADVISORS, LLC

Jan 2007 – May 2010

ODESSA, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 63

Series 65

Registration record

First registered · January 10, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD 311785 · SEC 801-119976

AUM

$126M

Regulatory assets under management

Employees

226 client accounts

Services offered by EQUILIBRIA WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EQUILIBRIA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Mercedes Gabrielle Barker offer?

Mercedes Gabrielle Barker specializes in Investment Management. Contact their office in KATY, Texas for a consultation.

What are Mercedes Gabrielle Barker's credentials?

Mercedes Gabrielle Barker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mercedes Gabrielle Barker located?

Mercedes Gabrielle Barker is based in KATY, Texas, working with EQUILIBRIA WEALTH MANAGEMENT, LLC. Their office serves clients in the KATY metropolitan area and surrounding communities.

How does Mercedes Gabrielle Barker charge for services?

Mercedes Gabrielle Barker's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUILIBRIA WEALTH MANAGEMENT, LLC?

EQUILIBRIA WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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