Unclaimed Profile

Christopher Knight Lopez

KNIGHT NGUYEN INVESTMENTS·KATY, Texas

Series 6511 years registeredKNIGHT NGUYEN INVESTMENTS

23603 W FERNHURST, KATY, TX 77494CRD# 6475110Firm CRD# 198517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Knight Lopez · KATY, TX

Registration

CRD #6475110 · KNIGHT NGUYEN INVESTMENTS · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KNIGHT NGUYEN INVESTMENTS

KNIGHT NGUYEN INVESTMENTS

May 2015 – Aug 2018

KATY, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 28, 2015

Years registered · 11

Disclosure History

2021Civil·Pending

2014Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KNIGHT NGUYEN INVESTMENTS

CRD 198517 · SEC 801-107356

AUM

$27M

Regulatory assets under management

Employees

43 client accounts

Services offered by KNIGHT NGUYEN INVESTMENTS

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KNIGHT NGUYEN INVESTMENTS →

Introduction

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Frequently Asked Questions

What services does Christopher Knight Lopez offer?

Christopher Knight Lopez specializes in Financial Planning, Investment Management, Wealth Management.

What are Christopher Knight Lopez's credentials?

Christopher Knight Lopez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Knight Lopez located?

Christopher Knight Lopez is based in KATY, Texas, last registered with KNIGHT NGUYEN INVESTMENTS.

How does Christopher Knight Lopez charge for services?

Christopher Knight Lopez's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: administration fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KNIGHT NGUYEN INVESTMENTS?

KNIGHT NGUYEN INVESTMENTS has approximately 3 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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