AdvisorOS Directory
Claim Profile
DN

Dung Thanh Nguyen

KNIGHT NGUYEN INVESTMENTS·KATY, Texas
Unclaimed Profile
23603 W FERNHURST, KATY, TX 77494CRD# 4934343Firm CRD# 198517
01

About

Dung Thanh Nguyen is a registered financial advisor based in KATY, Texas, affiliated with KNIGHT NGUYEN INVESTMENTS. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
KNIGHT NGUYEN INVESTMENTS
KNIGHT NGUYEN INVESTMENTS
AUM
$27M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at KNIGHT NGUYEN INVESTMENTS →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Other: ADMINISTRATION FEE
Regulatory
SEC/IARD CRD# 4934343
Firm CRD# 198517
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in KATY?

Browse all registered financial advisors in KATY, Texas or claim this profile if it's yours.

Browse KATY AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Dung Thanh Nguyen offer?
Dung Thanh Nguyen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KATY, Texas for a consultation.
What are Dung Thanh Nguyen's credentials?
Dung Thanh Nguyen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dung Thanh Nguyen located?
Dung Thanh Nguyen is based in KATY, Texas, working with KNIGHT NGUYEN INVESTMENTS. Their office serves clients in the KATY metropolitan area and surrounding communities.
How does Dung Thanh Nguyen charge for services?
Dung Thanh Nguyen's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: administration fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KNIGHT NGUYEN INVESTMENTS?
KNIGHT NGUYEN INVESTMENTS has approximately 3 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in KATY
Donald Paul Cox — COX GLOBAL ASSOCIATES INCChristopher Knight Lopez — KNIGHT NGUYEN INVESTMENTSForrest A Jones — KNIGHT NGUYEN INVESTMENTSCraig Scott Narum — TRISPERITY ADVISORS, LLCJohn Michael Moore — EQUILIBRIA WEALTH MANAGEMENT, LLC
Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile