MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, New York·27 registered advisors·CRD# 7691
SEC# 801-142353542800-637-7455
01

Firm Overview

AUM
$1271.6B
Regulatory assets under management
Employees
34934
Total firm employees
Advisors
27
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Subscription fees
Commissions
03

Specialties

Investment ManagementWealth Management
04

Advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

27 registered advisors
Andrew Mason Sieg
NEW YORK, New York
Aron Daniel Levine
NEW YORK, New York
Benjamin Joshua Prince
NEW YORK, New York
Bryan Thomas Weadock
NEW YORK, New York
Caroline Dolores Sullivan
NEW YORK, New York
David Allen Piscitelli
NEW YORK, New York
David Carleton Jr Heaton
NEW YORK, New York
David Clarke Darnell
NEW YORK, New York
Douglas Gerard Preston
NEW YORK, New York
Eric A Schimpf
NEW YORK, New York
Gloria Regina Greco
NEW YORK, New York
Isaac S (mi Only) Osaki
NEW YORK, New York
Jennifer Murphy Hill
NEW YORK, New York
Joseph Anthony Jr Guardino
NEW YORK, New York
Joseph Michael Nenichka
NEW YORK, New York
Keith David Glenfield
NEW YORK, New York
Keith Thomas Banks
NEW YORK, New York
Lindsay Denardo Hans
NEW YORK, New York
Lizbeth Nelle Applebaum
NEW YORK, New York
Lorna Rose Sabbia
NEW YORK, New York
Matthew Thomas Gellene
NEW YORK, New York
Michael Benjamin Radest
NEW YORK, New York
Michael Richard Karam
NEW YORK, New York
Nancy Monir Fahmy
NEW YORK, New York
Robert Scott S Henderson
NEW YORK, New York
Syed Faruqe Alam
NEW YORK, New York
William Eugene Tirrell
NEW YORK, New York
05

Office Locations

NEW YORK, New York
27 advisors

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Data sourced from SEC Form ADV filings. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD# 7691) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.