Unclaimed Profile

John Michael Moore

EQUILIBRIA WEALTH MANAGEMENT, LLC·KATY, Texas

SIE, Series 7, Series 63, Series 6528 years registeredEQUILIBRIA WEALTH MANAGEMENT, LLC

24285 KATY FREEWAY, KATY, TX 77494CRD# 1198173Firm CRD# 311785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Moore · KATY, TX

Registration

CRD #1198173 · EQUILIBRIA WEALTH MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

EQUILIBRIA WEALTH MANAGEMENT, LLC

Dec 2020 – present

SUMMIT FINANCIAL GROUP INC

Aug 2015 – Dec 2020

ODESSA, TX

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2010 – Aug 2015

ODESSA, TX

WELLS FARGO ADVISORS, LLC

May 1998 – May 2010

MIDLAND, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 11, 1998

Years registered · 28

Disclosure History

1998Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD 311785 · SEC 801-119976

AUM

$126M

Regulatory assets under management

Employees

226 client accounts

Services offered by EQUILIBRIA WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EQUILIBRIA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Michael Moore offer?

John Michael Moore specializes in Investment Management. Contact their office in KATY, Texas for a consultation.

What are John Michael Moore's credentials?

John Michael Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Michael Moore located?

John Michael Moore is based in KATY, Texas, working with EQUILIBRIA WEALTH MANAGEMENT, LLC. Their office serves clients in the KATY metropolitan area and surrounding communities.

How does John Michael Moore charge for services?

John Michael Moore's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUILIBRIA WEALTH MANAGEMENT, LLC?

EQUILIBRIA WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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