Unclaimed Profile

Gary Wayne Warren

EQUILIBRIA WEALTH MANAGEMENT, LLC·KATY, Texas

SIE, Series 7, Series 8, Series 63, Series 6525 years registeredEQUILIBRIA WEALTH MANAGEMENT, LLC

24285 KATY FREEWAY, KATY, TX 77494CRD# 1041815Firm CRD# 311785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Wayne Warren · KATY, TX

Registration

CRD #1041815 · EQUILIBRIA WEALTH MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EQUILIBRIA WEALTH MANAGEMENT, LLC

EQUILIBRIA WEALTH MANAGEMENT, LLC

Dec 2020 – Aug 2023

Odessa, TX

SUMMIT FINANCIAL GROUP INC

Aug 2015 – Dec 2020

ODESSA, TX

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2010 – Aug 2015

ODESSA, TX

WELLS FARGO ADVISORS, LLC

May 2001 – May 2010

ODESSA, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · May 24, 2001

Years registered · 25

Disclosure History

2018Financial·Final

1992Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD 311785 · SEC 801-119976

AUM

$126M

Regulatory assets under management

Employees

226 client accounts

Services offered by EQUILIBRIA WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EQUILIBRIA WEALTH MANAGEMENT, LLC →

Introduction

Speak with Gary

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gary is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in KATY?

Browse all registered financial advisors in KATY, Texas or claim this profile if it's yours.

Browse KATY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gary Wayne Warren offer?

Gary Wayne Warren specializes in Investment Management.

What are Gary Wayne Warren's credentials?

Gary Wayne Warren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Wayne Warren located?

Gary Wayne Warren is based in KATY, Texas, last registered with EQUILIBRIA WEALTH MANAGEMENT, LLC.

How does Gary Wayne Warren charge for services?

Gary Wayne Warren's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUILIBRIA WEALTH MANAGEMENT, LLC?

EQUILIBRIA WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →