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Donald Paul Cox

COX GLOBAL ASSOCIATES INC·KATY, Texas
SIE, Series 7, Series 24, Series 6323 years registeredCOX GLOBAL ASSOCIATES INC
1260 PIN OAK ROAD, KATY, TX 77494-5600CRD# 1369976Firm CRD# 107368

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Paul Cox · KATY, TX
Registration
CRD #1369976 · COX GLOBAL ASSOCIATES INC · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: COX GLOBAL ASSOCIATES INC
Nov 2016Feb 2026
KATY, TX
Jan 2003Feb 2026
KATY, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · January 3, 2003
Years registered · 23
03

Disclosure History

2017Customer Dispute·Settled
1996Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
COX GLOBAL ASSOCIATES INC
CRD 107368 · SEC 801-68031
AUM
$44M
Regulatory assets under management
Employees
1
162 client accounts
Services offered by COX GLOBAL ASSOCIATES INC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Donald Paul Cox offer?
Donald Paul Cox specializes in Investment Management, Fee-Only Advisory.
What are Donald Paul Cox's credentials?
Donald Paul Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Paul Cox located?
Donald Paul Cox is based in KATY, Texas, last registered with COX GLOBAL ASSOCIATES INC.
How does Donald Paul Cox charge for services?
Donald Paul Cox's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COX GLOBAL ASSOCIATES INC?
COX GLOBAL ASSOCIATES INC has approximately 1 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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