Unclaimed Profile

Rebecca Ann Records

CAPITAL WEALTH MANAGEMENT, LLC·WEST WARWICK, Rhode Island

SIE, Series 7, Series 66Clean record18 years registeredCAPITAL WEALTH MANAGEMENT, LLC

1300 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 4751183Firm CRD# 157959

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rebecca Ann Records · WEST WARWICK, RI

Registration

CRD #4751183 · CAPITAL WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Nov 2025 – present

GLOBAL RETIREMENT PARTNERS LLC

Oct 2025 – present

CAPITAL WEALTH MANAGEMENT, LLC

Aug 2011 – Jan 2025

WEST WARWICK, RI

NFP SECURITIES, INC.

Jul 2008 – Mar 2012

W. WARWICK, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 10, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL WEALTH MANAGEMENT, LLC

CRD 157959 · SEC 801-76539

AUM

$858M

Regulatory assets under management

Employees

601 client accounts

Services offered by CAPITAL WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Rebecca Ann Records offer?

Rebecca Ann Records specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST WARWICK, Rhode Island for a consultation.

What are Rebecca Ann Records's credentials?

Rebecca Ann Records is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rebecca Ann Records located?

Rebecca Ann Records is based in WEST WARWICK, Rhode Island, working with CAPITAL WEALTH MANAGEMENT, LLC. Their office serves clients in the WEST WARWICK metropolitan area and surrounding communities.

How does Rebecca Ann Records charge for services?

Rebecca Ann Records's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL WEALTH MANAGEMENT, LLC?

CAPITAL WEALTH MANAGEMENT, LLC has approximately 17 employees and manages $858M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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