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Rebecca Ann Records

CAPITAL WEALTH MANAGEMENT, LLC·WEST WARWICK, Rhode Island
Unclaimed Profile
1300 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 4751183Firm CRD# 157959
01

About

Rebecca Ann Records is a registered financial advisor based in WEST WARWICK, Rhode Island, affiliated with CAPITAL WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, LLC
AUM
$858M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at CAPITAL WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4751183
Firm CRD# 157959
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Rebecca Ann Records offer?
Rebecca Ann Records specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST WARWICK, Rhode Island for a consultation.
What are Rebecca Ann Records's credentials?
Rebecca Ann Records is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rebecca Ann Records located?
Rebecca Ann Records is based in WEST WARWICK, Rhode Island, working with CAPITAL WEALTH MANAGEMENT, LLC. Their office serves clients in the WEST WARWICK metropolitan area and surrounding communities.
How does Rebecca Ann Records charge for services?
Rebecca Ann Records's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL WEALTH MANAGEMENT, LLC?
CAPITAL WEALTH MANAGEMENT, LLC has approximately 17 employees and manages $858M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WEST WARWICK
Jason Eliot Siperstein — ELIOT ROSE WEALTH MANAGEMENT, LLCPeter James Alofsin — CAPITAL WEALTH MANAGEMENT, INC.Brad M Ingegneri — IVY WEALTH MANAGEMENT, INC.Gary Steven Siperstein — ELIOT ROSE WEALTH MANAGEMENT, LLCLee Alan Duckworth — CAPITAL WEALTH MANAGEMENT, LLC
Nearby cities in Rhode Island
PROVIDENCE (133)SMITHFIELD (23)WESTERLY (17)NEWPORT (12)WARWICK (11)
City Guides
PROVIDENCE GuideSMITHFIELD GuideWESTERLY GuideNEWPORT GuideWARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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