Unclaimed Profile

Brad M Ingegneri

IVY WEALTH MANAGEMENT, INC.·WEST WARWICK, Rhode Island

SIE, Series 7, Series 24, Series 66, Series 99TOCFPClean record25 years registeredIVY WEALTH MANAGEMENT, INC.

1350 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 4364810Firm CRD# 164557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brad M Ingegneri · WEST WARWICK, RI

Registration

CRD #4364810 · IVY WEALTH MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL, LLC

Jul 2025 – present

THE PATRIOT FINANCIAL GROUP, LLC

Mar 2021 – Jul 2025

West Warwick, RI

IVY WEALTH MANAGEMENT, INC.

Aug 2012 – Jun 2021

WEST WARWICK, RI

LPL FINANCIAL LLC

Jul 2010 – Aug 2012

WARWICK, RI

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2001 – Jul 2010

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · June 15, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IVY WEALTH MANAGEMENT, INC.

CRD 164557 · SEC 801-116706

AUM

$150M

Regulatory assets under management

Employees

618 client accounts

Services offered by IVY WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at IVY WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Brad M Ingegneri offer?

Brad M Ingegneri specializes in Financial Planning, Investment Management. Contact their office in WEST WARWICK, Rhode Island for a consultation.

What are Brad M Ingegneri's credentials?

Brad M Ingegneri holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brad M Ingegneri located?

Brad M Ingegneri is based in WEST WARWICK, Rhode Island, working with IVY WEALTH MANAGEMENT, INC.. Their office serves clients in the WEST WARWICK metropolitan area and surrounding communities.

How does Brad M Ingegneri charge for services?

Brad M Ingegneri's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IVY WEALTH MANAGEMENT, INC.?

IVY WEALTH MANAGEMENT, INC. has approximately 8 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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