Unclaimed Profile

Gary Steven Siperstein

ELIOT ROSE WEALTH MANAGEMENT, LLC·WEST WARWICK, Rhode Island

Series 7, Series 24, Series 27, Series 53, Series 55, Series 63, Series 65Clean record24 years registeredELIOT ROSE WEALTH MANAGEMENT, LLC

1300 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 1121526Firm CRD# 120465

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Steven Siperstein · WEST WARWICK, RI

Registration

CRD #1121526 · ELIOT ROSE WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELIOT ROSE WEALTH MANAGEMENT, LLC

ELIOT ROSE WEALTH MANAGEMENT, LLC

Aug 2002 – Dec 2025

WESTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 27

Series 53

Series 55

Series 63

Series 65

Registration record

First registered · August 5, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELIOT ROSE WEALTH MANAGEMENT, LLC

CRD 120465 · SEC 801-121354

AUM

$126M

Regulatory assets under management

Employees

352 client accounts

Services offered by ELIOT ROSE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ELIOT ROSE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Steven Siperstein offer?

Gary Steven Siperstein specializes in Financial Planning, Investment Management.

What are Gary Steven Siperstein's credentials?

Gary Steven Siperstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Steven Siperstein located?

Gary Steven Siperstein is based in WEST WARWICK, Rhode Island, last registered with ELIOT ROSE WEALTH MANAGEMENT, LLC.

How does Gary Steven Siperstein charge for services?

Gary Steven Siperstein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELIOT ROSE WEALTH MANAGEMENT, LLC?

ELIOT ROSE WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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