Unclaimed Profile

Lee Alan Duckworth

CAPITAL WEALTH MANAGEMENT, LLC·WEST WARWICK, Rhode Island

SIE, Series 6, Series 6TO, Series 7, Series 22, Series 63, Series 65CFP23 years registeredCAPITAL WEALTH MANAGEMENT, LLC

1300 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 2097591Firm CRD# 157959

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Alan Duckworth · WEST WARWICK, RI

Registration

CRD #2097591 · CAPITAL WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CAPITAL WEALTH MANAGEMENT, LLC

Aug 2011 – present

STEELE CAPITAL MANAGEMENT, INC.

May 2003 – Aug 2004

WEST WARWICK, RI

NFP SECURITIES, INC.

Apr 2003 – Mar 2012

W. WARWICK, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · April 29, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

2006Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL WEALTH MANAGEMENT, LLC

CRD 157959 · SEC 801-76539

AUM

$858M

Regulatory assets under management

Employees

601 client accounts

Services offered by CAPITAL WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Lee Alan Duckworth offer?

Lee Alan Duckworth specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST WARWICK, Rhode Island for a consultation.

What are Lee Alan Duckworth's credentials?

Lee Alan Duckworth holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lee Alan Duckworth located?

Lee Alan Duckworth is based in WEST WARWICK, Rhode Island, working with CAPITAL WEALTH MANAGEMENT, LLC. Their office serves clients in the WEST WARWICK metropolitan area and surrounding communities.

How does Lee Alan Duckworth charge for services?

Lee Alan Duckworth's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL WEALTH MANAGEMENT, LLC?

CAPITAL WEALTH MANAGEMENT, LLC has approximately 17 employees and manages $858M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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