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Jason Eliot Siperstein

ELIOT ROSE WEALTH MANAGEMENT, LLC·WEST WARWICK, Rhode Island
Series 7, Series 66Clean record15 years registeredELIOT ROSE WEALTH MANAGEMENT, LLC
1300 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 5722409Firm CRD# 120465

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jason Eliot Siperstein · WEST WARWICK, RI
Registration
CRD #5722409 · ELIOT ROSE WEALTH MANAGEMENT, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

ELIOT ROSE WEALTH MANAGEMENT, LLC
Jun 2011 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · June 27, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ELIOT ROSE WEALTH MANAGEMENT, LLC
CRD 120465 · SEC 801-121354
AUM
$126M
Regulatory assets under management
Employees
4
352 client accounts
Services offered by ELIOT ROSE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ELIOT ROSE WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Jason Eliot Siperstein offer?
Jason Eliot Siperstein specializes in Financial Planning, Investment Management. Contact their office in WEST WARWICK, Rhode Island for a consultation.
What are Jason Eliot Siperstein's credentials?
Jason Eliot Siperstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jason Eliot Siperstein located?
Jason Eliot Siperstein is based in WEST WARWICK, Rhode Island, working with ELIOT ROSE WEALTH MANAGEMENT, LLC. Their office serves clients in the WEST WARWICK metropolitan area and surrounding communities.
How does Jason Eliot Siperstein charge for services?
Jason Eliot Siperstein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELIOT ROSE WEALTH MANAGEMENT, LLC?
ELIOT ROSE WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ELIOT ROSE WEALTH MANAGEMENT, LLC

Gary Steven Siperstein
WEST WARWICK, RI

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Nearby cities in Rhode Island
PROVIDENCE (66)WESTERLY (14)SMITHFIELD (11)WARWICK (10)MIDDLETOWN (8)NEWPORT (8)JOHNSTON (7)EAST GREENWICH (6)LINCOLN (5)CRANSTON (4)
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Research
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