Unclaimed Profile

Todd Hepner Sadwin

IVY WEALTH MANAGEMENT, INC.·WEST WARWICK, Rhode Island

SIE, Series 7, Series 66Clean record10 years registeredIVY WEALTH MANAGEMENT, INC.

1350 DIVISION ROAD, WEST WARWICK, RI 02893CRD# 6497631Firm CRD# 164557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Hepner Sadwin · WEST WARWICK, RI

Registration

CRD #6497631 · IVY WEALTH MANAGEMENT, INC. · 10 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL, LLC

Jul 2025 – present

THE PATRIOT FINANCIAL GROUP, LLC

Mar 2021 – Jul 2025

West Warwick, RI

IVY WEALTH MANAGEMENT, INC.

Dec 2017 – Jun 2021

WEST WARWICK, RI

SECURIAN FINANCIAL SERVICES, INC.

Oct 2015 – Nov 2017

WARWICK, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 14, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IVY WEALTH MANAGEMENT, INC.

CRD 164557 · SEC 801-116706

AUM

$150M

Regulatory assets under management

Employees

618 client accounts

Services offered by IVY WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at IVY WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Todd Hepner Sadwin offer?

Todd Hepner Sadwin specializes in Financial Planning, Investment Management. Contact their office in WEST WARWICK, Rhode Island for a consultation.

What are Todd Hepner Sadwin's credentials?

Todd Hepner Sadwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Hepner Sadwin located?

Todd Hepner Sadwin is based in WEST WARWICK, Rhode Island, working with IVY WEALTH MANAGEMENT, INC.. Their office serves clients in the WEST WARWICK metropolitan area and surrounding communities.

How does Todd Hepner Sadwin charge for services?

Todd Hepner Sadwin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IVY WEALTH MANAGEMENT, INC.?

IVY WEALTH MANAGEMENT, INC. has approximately 8 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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