Unclaimed Profile

Douglas Scott Walters

STRATEGIC FINANCIAL SERVICES, INC.·UTICA, New York

SIE, Series 7, Series 63, Series 87CFAClean record4 years registeredSTRATEGIC FINANCIAL SERVICES, INC.

114 BUSINESS PARK DRIVE, UTICA, NY 13502CRD# 5186158Firm CRD# 109677

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Scott Walters · UTICA, NY

Registration

CRD #5186158 · STRATEGIC FINANCIAL SERVICES, INC. · 4 years registered

Brand Profile

Not yet started

Career History

STRATEGIC FINANCIAL SERVICES

Nov 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 87

Registration record

First registered · November 10, 2021

Years registered · 4

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC FINANCIAL SERVICES, INC.

CRD 109677 · SEC 801-33774

AUM

$2.0B

Regulatory assets under management

Employees

3,133 client accounts

Services offered by STRATEGIC FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Douglas Scott Walters offer?

Douglas Scott Walters specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in UTICA, New York for a consultation.

What are Douglas Scott Walters's credentials?

Douglas Scott Walters holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Scott Walters located?

Douglas Scott Walters is based in UTICA, New York, working with STRATEGIC FINANCIAL SERVICES, INC.. Their office serves clients in the UTICA metropolitan area and surrounding communities.

How does Douglas Scott Walters charge for services?

Douglas Scott Walters's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC FINANCIAL SERVICES, INC.?

STRATEGIC FINANCIAL SERVICES, INC. has approximately 35 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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