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Stephen Louis Caruso

CARUSO MCLEAN & CO., INC.·UTICA, New York
Unclaimed Profile
130 LOMOND COURT, UTICA, NY 13502CRD# 2729658Firm CRD# 126084
01

About

Stephen Louis Caruso is a registered financial advisor based in UTICA, New York, affiliated with CARUSO MCLEAN & CO., INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CARUSO MCLEAN & CO., INC.
CARUSO MCLEAN & CO., INC.
AUM
$233M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at CARUSO MCLEAN & CO., INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2729658
Firm CRD# 126084
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Louis Caruso offer?
Stephen Louis Caruso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in UTICA, New York for a consultation.
What are Stephen Louis Caruso's credentials?
Stephen Louis Caruso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Louis Caruso located?
Stephen Louis Caruso is based in UTICA, New York, working with CARUSO MCLEAN & CO., INC.. Their office serves clients in the UTICA metropolitan area and surrounding communities.
How does Stephen Louis Caruso charge for services?
Stephen Louis Caruso's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARUSO MCLEAN & CO., INC.?
CARUSO MCLEAN & CO., INC. has approximately 6 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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