Unclaimed Profile

Judith Vicks-Sweet

STRATEGIC FINANCIAL SERVICES, INC.·UTICA, New York

Clean record4 years registeredSTRATEGIC FINANCIAL SERVICES, INC.

114 BUSINESS PARK DRIVE, UTICA, NY 13502CRD# 4344173Firm CRD# 109677

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Judith Vicks-Sweet · UTICA, NY

Registration

CRD #4344173 · STRATEGIC FINANCIAL SERVICES, INC. · 4 years registered

Brand Profile

Not yet started

Career History

STRATEGIC FINANCIAL SERVICES

Dec 2021 – present

Registrations & Exams

Registration record

First registered · December 8, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC FINANCIAL SERVICES, INC.

CRD 109677 · SEC 801-33774

AUM

$2.0B

Regulatory assets under management

Employees

3,133 client accounts

Services offered by STRATEGIC FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Judith Vicks-Sweet offer?

Judith Vicks-Sweet specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in UTICA, New York for a consultation.

What are Judith Vicks-Sweet's credentials?

Judith Vicks-Sweet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Judith Vicks-Sweet located?

Judith Vicks-Sweet is based in UTICA, New York, working with STRATEGIC FINANCIAL SERVICES, INC.. Their office serves clients in the UTICA metropolitan area and surrounding communities.

How does Judith Vicks-Sweet charge for services?

Judith Vicks-Sweet's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC FINANCIAL SERVICES, INC.?

STRATEGIC FINANCIAL SERVICES, INC. has approximately 35 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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