Unclaimed Profile

Patricia Marie Rugari

ADIRONDACK FINANCIAL SERVICES CORP·UTICA, New York

SIE, Series 7, Series 63, Series 65Clean record19 years registeredADIRONDACK FINANCIAL SERVICES CORP

185 GENESEE STREET, UTICA, NY 13501CRD# 4836500Firm CRD# 126155

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Marie Rugari · UTICA, NY

Registration

CRD #4836500 · ADIRONDACK FINANCIAL SERVICES CORP · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADIRONDACK FINANCIAL SERVICES CORP

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2007 – Oct 2007

UTICA, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 18, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADIRONDACK FINANCIAL SERVICES CORP

CRD 126155 · SEC 801-64779

AUM

$377M

Regulatory assets under management

Employees

853 client accounts

Services offered by ADIRONDACK FINANCIAL SERVICES CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADIRONDACK FINANCIAL SERVICES CORP →

Introduction

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Frequently Asked Questions

What services does Patricia Marie Rugari offer?

Patricia Marie Rugari specializes in Financial Planning, Investment Management.

What are Patricia Marie Rugari's credentials?

Patricia Marie Rugari is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Marie Rugari located?

Patricia Marie Rugari is based in UTICA, New York, last registered with ADIRONDACK FINANCIAL SERVICES CORP.

How does Patricia Marie Rugari charge for services?

Patricia Marie Rugari's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADIRONDACK FINANCIAL SERVICES CORP?

ADIRONDACK FINANCIAL SERVICES CORP has approximately 17 employees and manages $377M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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