Unclaimed Profile

William Fox Locke

ADIRONDACK FINANCIAL SERVICES CORP·UTICA, New York

ADIRONDACK FINANCIAL SERVICES CORP

185 GENESEE STREET, UTICA, NY 13501CRD# 1574382Firm CRD# 126155

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Fox Locke · UTICA, NY

Registration

CRD #1574382 · ADIRONDACK FINANCIAL SERVICES CORP

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

William Fox Locke is a registered financial advisor based in UTICA, New York, affiliated with ADIRONDACK FINANCIAL SERVICES CORP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

ADIRONDACK FINANCIAL SERVICES CORP

AUM

$377M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ADIRONDACK FINANCIAL SERVICES CORP →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1574382

Firm CRD# 126155

View on FINRA BrokerCheck →

Looking for a financial advisor in UTICA?

Browse all registered financial advisors in UTICA, New York or claim this profile if it's yours.

Browse UTICA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Fox Locke offer?

William Fox Locke specializes in Financial Planning, Investment Management. Contact their office in UTICA, New York for a consultation.

What are William Fox Locke's credentials?

William Fox Locke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Fox Locke located?

William Fox Locke is based in UTICA, New York, working with ADIRONDACK FINANCIAL SERVICES CORP. Their office serves clients in the UTICA metropolitan area and surrounding communities.

How does William Fox Locke charge for services?

William Fox Locke's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADIRONDACK FINANCIAL SERVICES CORP?

ADIRONDACK FINANCIAL SERVICES CORP has approximately 17 employees and manages $377M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →