Unclaimed Profile

William Fox Locke

ADIRONDACK FINANCIAL SERVICES CORP·UTICA, New York

Series 6Clean record3 years registeredADIRONDACK FINANCIAL SERVICES CORP

185 GENESEE STREET, UTICA, NY 13501CRD# 1574382Firm CRD# 126155

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Fox Locke · UTICA, NY

Registration

CRD #1574382 · ADIRONDACK FINANCIAL SERVICES CORP · 3 years registered

Brand Profile

Not yet started

Career History

ADIRONDACK FINANCIAL SERVICES CORP

Dec 2022 – present

Registrations & Exams

FINRA examinations passed

Series 6

Registration record

First registered · December 5, 2022

Years registered · 3

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADIRONDACK FINANCIAL SERVICES CORP

CRD 126155 · SEC 801-64779

AUM

$377M

Regulatory assets under management

Employees

853 client accounts

Services offered by ADIRONDACK FINANCIAL SERVICES CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADIRONDACK FINANCIAL SERVICES CORP →

Introduction

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Frequently Asked Questions

What services does William Fox Locke offer?

William Fox Locke specializes in Financial Planning, Investment Management. Contact their office in UTICA, New York for a consultation.

What are William Fox Locke's credentials?

William Fox Locke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Fox Locke located?

William Fox Locke is based in UTICA, New York, working with ADIRONDACK FINANCIAL SERVICES CORP. Their office serves clients in the UTICA metropolitan area and surrounding communities.

How does William Fox Locke charge for services?

William Fox Locke's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADIRONDACK FINANCIAL SERVICES CORP?

ADIRONDACK FINANCIAL SERVICES CORP has approximately 17 employees and manages $377M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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