Unclaimed Profile

Alan Remy Leist

STRATEGIC FINANCIAL SERVICES, INC.·UTICA, New York

SIE, Series 1, Series 7, Series 24, Series 63CFP16 years registeredSTRATEGIC FINANCIAL SERVICES, INC.

114 BUSINESS PARK DRIVE, UTICA, NY 13502CRD# 306209Firm CRD# 109677

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Remy Leist · UTICA, NY

Registration

CRD #306209 · STRATEGIC FINANCIAL SERVICES, INC. · 16 years registered

Brand Profile

Not yet started

Career History

STRATEGIC FINANCIAL SERVICES

Jan 2011 – present

ALAN R. LEIST PLANNING GROUP

Dec 2010 – Dec 2011

UTICA, NY

CADARET GRANT & CO INC

Feb 2010 – Apr 2017

UTICA, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Registration record

First registered · February 18, 2010

Years registered · 16

Professional designation · CFP

Disclosure History

2013Customer Dispute·Settled

2011Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STRATEGIC FINANCIAL SERVICES, INC.

CRD 109677 · SEC 801-33774

AUM

$2.0B

Regulatory assets under management

Employees

3,133 client accounts

Services offered by STRATEGIC FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Alan Remy Leist offer?

Alan Remy Leist specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in UTICA, New York for a consultation.

What are Alan Remy Leist's credentials?

Alan Remy Leist holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Alan Remy Leist located?

Alan Remy Leist is based in UTICA, New York, working with STRATEGIC FINANCIAL SERVICES, INC.. Their office serves clients in the UTICA metropolitan area and surrounding communities.

How does Alan Remy Leist charge for services?

Alan Remy Leist's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC FINANCIAL SERVICES, INC.?

STRATEGIC FINANCIAL SERVICES, INC. has approximately 35 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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