Unclaimed Profile

Neil Patrick Hogan

PRUCO SECURITIES, LLC·NEWARK, New Jersey

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65Clean record24 years registeredPRUCO SECURITIES, LLC

751 BROAD STREET, NEWARK, NJ 07102-3777CRD# 2969238Firm CRD# 5685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Patrick Hogan · NEWARK, NJ

Registration

CRD #2969238 · PRUCO SECURITIES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRUCO SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

Jun 2016 – Mar 2019

Weehawken, NJ

MORGAN STANLEY

Jun 2009 – Mar 2016

NEW YORK, NY

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

NEW YORK, NY

MORGAN STANLEY

Apr 2006 – Apr 2007

JERSEY CITY, NJ

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 2004 – Feb 2006

NEW YORK, NY

CITIGROUP GLOBAL MARKETS INC.

May 2002 – Feb 2004

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · May 8, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRUCO SECURITIES, LLC

CRD 5685 · SEC 801-52208

Employees

116

Total firm employees

Services offered by PRUCO SECURITIES, LLC

Per Form ADV

Security ratings or pricing services

View all advisors at PRUCO SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Neil Patrick Hogan offer?

Neil Patrick Hogan is a registered financial advisor in NEWARK, New Jersey.

What are Neil Patrick Hogan's credentials?

Neil Patrick Hogan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil Patrick Hogan located?

Neil Patrick Hogan is based in NEWARK, New Jersey, last registered with PRUCO SECURITIES, LLC.

How does Neil Patrick Hogan charge for services?

Neil Patrick Hogan's firm is compensated through other: compensation from lpl enterprise, llc. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRUCO SECURITIES, LLC?

PRUCO SECURITIES, LLC has approximately 116 employees. The firm is registered with the SEC as an investment adviser.

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