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Caroline Ann Feeney-Pfundstein

PRUCO SECURITIES, LLC·NEWARK, New Jersey
SIE, Series 6, Series 7, Series 24, Series 26Clean recordPRUCO SECURITIES, LLC
751 BROAD STREET, NEWARK, NJ 07102-3777CRD# 2308601Firm CRD# 5685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Caroline Ann Feeney-Pfundstein · NEWARK, NJ
Registration
CRD #2308601 · PRUCO SECURITIES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PRUCO SECURITIES, LLC
CRD 5685 · SEC 801-52208
Employees
116
Total firm employees
Services offered by PRUCO SECURITIES, LLC
Per Form ADV
Security ratings or pricing services
View all advisors at PRUCO SECURITIES, LLC →
Introduction

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Frequently Asked Questions

What services does Caroline Ann Feeney-Pfundstein offer?
Caroline Ann Feeney-Pfundstein is a registered financial advisor in NEWARK, New Jersey. Contact their office for details on services offered.
What are Caroline Ann Feeney-Pfundstein's credentials?
Caroline Ann Feeney-Pfundstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Ann Feeney-Pfundstein located?
Caroline Ann Feeney-Pfundstein is based in NEWARK, New Jersey, working with PRUCO SECURITIES, LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Caroline Ann Feeney-Pfundstein charge for services?
Caroline Ann Feeney-Pfundstein's firm is compensated through other: compensation from lpl enterprise, llc. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRUCO SECURITIES, LLC?
PRUCO SECURITIES, LLC has approximately 116 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRUCO SECURITIES, LLC

Matthew John Voelker
NEWARK, NJ
Kent Douglas Sluyter
NEWARK, NJ
Richard William Kinville Ii
NEWARK, NJ
John George Gordon
NEWARK, NJ
Mark Anthony Hug
NEWARK, NJ
Hasan Ibrahim
NEWARK, NJ

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