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Caroline Ann Feeney-Pfundstein

PRUCO SECURITIES, LLC·NEWARK, New Jersey
Unclaimed Profile
751 BROAD STREET, NEWARK, NJ 07102-3777CRD# 2308601Firm CRD# 5685
01

About

Caroline Ann Feeney-Pfundstein is a registered financial advisor based in NEWARK, New Jersey, affiliated with PRUCO SECURITIES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
PRUCO SECURITIES, LLC
PRUCO SECURITIES, LLC
AUM
—
Regulatory assets under management
Employees
116
Total firm employees
View all advisors at PRUCO SECURITIES, LLC →
Services
Security ratings or pricing services
04

Background

Compensation
Other: COMPENSATION FROM LPL ENTERPRISE, LLC
Regulatory
SEC/IARD CRD# 2308601
Firm CRD# 5685
9 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Caroline Ann Feeney-Pfundstein offer?
Caroline Ann Feeney-Pfundstein is a registered financial advisor in NEWARK, New Jersey. Contact their office for details on services offered.
What are Caroline Ann Feeney-Pfundstein's credentials?
Caroline Ann Feeney-Pfundstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Ann Feeney-Pfundstein located?
Caroline Ann Feeney-Pfundstein is based in NEWARK, New Jersey, working with PRUCO SECURITIES, LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Caroline Ann Feeney-Pfundstein charge for services?
Caroline Ann Feeney-Pfundstein's firm is compensated through other: compensation from lpl enterprise, llc. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRUCO SECURITIES, LLC?
PRUCO SECURITIES, LLC has approximately 116 employees. The firm is registered with the SEC as an investment adviser.
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