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Joel Roger Sauber

PGIM DC SOLUTIONS LLC·NEWARK, New Jersey
SIE, Series 7, Series 24, Series 53Clean recordPGIM DC SOLUTIONS LLC
655 BROAD STREET, NEWARK, NJ 07102CRD# 3035443Firm CRD# 318800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joel Roger Sauber · NEWARK, NJ
Registration
CRD #3035443 · PGIM DC SOLUTIONS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 53
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PGIM DC SOLUTIONS LLC
CRD 318800 · SEC 801-125785
AUM
$1.3B
Regulatory assets under management
Employees
45
13 client accounts
Services offered by PGIM DC SOLUTIONS LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at PGIM DC SOLUTIONS LLC →
Introduction

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Frequently Asked Questions

What services does Joel Roger Sauber offer?
Joel Roger Sauber specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in NEWARK, New Jersey for a consultation.
What are Joel Roger Sauber's credentials?
Joel Roger Sauber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joel Roger Sauber located?
Joel Roger Sauber is based in NEWARK, New Jersey, working with PGIM DC SOLUTIONS LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Joel Roger Sauber charge for services?
Joel Roger Sauber's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PGIM DC SOLUTIONS LLC?
PGIM DC SOLUTIONS LLC has approximately 45 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PGIM DC SOLUTIONS LLC

Stuart Sherman Parker
NEWARK, NJ
Scott Edward Benjamin
NEWARK, NJ
Michael David Miller
NEWARK, NJ
Joshua Richard Cohen
NEWARK, NJ

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