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Joel Roger Sauber

PGIM DC SOLUTIONS LLC·NEWARK, New Jersey
Clean recordPGIM DC SOLUTIONS LLC
655 BROAD STREET, NEWARK, NJ 07102CRD# 3035443Firm CRD# 318800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joel Roger Sauber · NEWARK, NJ
Registration
CRD #3035443 · PGIM DC SOLUTIONS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Joel Roger Sauber is a registered financial advisor based in NEWARK, New Jersey, affiliated with PGIM DC SOLUTIONS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PGIM DC SOLUTIONS LLC
PGIM DC SOLUTIONS
AUM
$1.3B
Regulatory assets under management
Employees
45
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3035443
Firm CRD# 318800
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joel Roger Sauber offer?
Joel Roger Sauber specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in NEWARK, New Jersey for a consultation.
What are Joel Roger Sauber's credentials?
Joel Roger Sauber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joel Roger Sauber located?
Joel Roger Sauber is based in NEWARK, New Jersey, working with PGIM DC SOLUTIONS LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Joel Roger Sauber charge for services?
Joel Roger Sauber's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PGIM DC SOLUTIONS LLC?
PGIM DC SOLUTIONS LLC has approximately 45 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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