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Stuart Sherman Parker

PGIM DC SOLUTIONS LLC·NEWARK, New Jersey
SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean recordPGIM DC SOLUTIONS LLC
655 BROAD STREET, NEWARK, NJ 07102CRD# 1767335Firm CRD# 318800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stuart Sherman Parker · NEWARK, NJ
Registration
CRD #1767335 · PGIM DC SOLUTIONS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
Series 65
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PGIM DC SOLUTIONS LLC
CRD 318800 · SEC 801-125785
AUM
$1.3B
Regulatory assets under management
Employees
45
13 client accounts
Services offered by PGIM DC SOLUTIONS LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Stuart Sherman Parker offer?
Stuart Sherman Parker specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in NEWARK, New Jersey for a consultation.
What are Stuart Sherman Parker's credentials?
Stuart Sherman Parker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stuart Sherman Parker located?
Stuart Sherman Parker is based in NEWARK, New Jersey, working with PGIM DC SOLUTIONS LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Stuart Sherman Parker charge for services?
Stuart Sherman Parker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PGIM DC SOLUTIONS LLC?
PGIM DC SOLUTIONS LLC has approximately 45 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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