Unclaimed Profile

Brian James Carroll

PGIM QUANTITATIVE SOLUTIONS LLC·NEWARK, New Jersey

SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record24 years registeredPGIM QUANTITATIVE SOLUTIONS LLC

655 BROAD STREET, NEWARK, NJ 07102CRD# 2049432Firm CRD# 129752

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian James Carroll · NEWARK, NJ

Registration

CRD #2049432 · PGIM QUANTITATIVE SOLUTIONS LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PGIM QUANTITATIVE SOLUTIONS LLC

FUNDQUEST INCORPORATED

Feb 2002 – Aug 2006

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · February 2, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PGIM QUANTITATIVE SOLUTIONS LLC

CRD 129752 · SEC 801-62692

AUM

$93.4B

Regulatory assets under management

Employees

173

170 client accounts

Services offered by PGIM QUANTITATIVE SOLUTIONS LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at PGIM QUANTITATIVE SOLUTIONS LLC →

Introduction

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Frequently Asked Questions

What services does Brian James Carroll offer?

Brian James Carroll specializes in Investment Management, Retirement Planning, Wealth Management.

What are Brian James Carroll's credentials?

Brian James Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian James Carroll located?

Brian James Carroll is based in NEWARK, New Jersey, last registered with PGIM QUANTITATIVE SOLUTIONS LLC.

How does Brian James Carroll charge for services?

Brian James Carroll's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PGIM QUANTITATIVE SOLUTIONS LLC?

PGIM QUANTITATIVE SOLUTIONS LLC has approximately 173 employees and manages $93.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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