UBS FINANCIAL SERVICES INC.

WEEHAWKEN, New Jersey·33 registered advisors·CRD# 8174
SEC# 801-7163369201-352-3000
01

Firm Overview

AUM
$702.4B
Regulatory assets under management
Employees
12701
Total firm employees
Advisors
33
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Educational seminars/workshops
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: SEE SCHEDULE D - MISCELLANEOUS
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Specialties

Financial PlanningInvestment ManagementWealth ManagementFinancial Education
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Advisors at UBS FINANCIAL SERVICES INC.

33 registered advisors
Amy E Fainsbert
WEEHAWKEN, New Jersey
Anita Mary Sands
WEEHAWKEN, New Jersey
Anthony Primiano
WEEHAWKEN, New Jersey
Brent Henricksen Taylor
WEEHAWKEN, New Jersey
Brian Patrick Hull
WEEHAWKEN, New Jersey
Catherine Ann Newcomb
WEEHAWKEN, New Jersey
Edvard Olsen
WEEHAWKEN, New Jersey
Helene Narcy
WEEHAWKEN, New Jersey
Jason Richard Chandler
WEEHAWKEN, New Jersey
John J. Brown
WEEHAWKEN, New Jersey
John Jerome Iii Mcdermott
WEEHAWKEN, New Jersey
Joseph Somma
WEEHAWKEN, New Jersey
Kathleen B Lynch
WEEHAWKEN, New Jersey
Kenneth M Townley
WEEHAWKEN, New Jersey
Kiye Sakai
WEEHAWKEN, New Jersey
Kristen Michelle Dugan
WEEHAWKEN, New Jersey
Lance Walter Deal
WEEHAWKEN, New Jersey
Lauren Munfa
WEEHAWKEN, New Jersey
Lisa M. Francomano
WEEHAWKEN, New Jersey
Mark Wilson Sanborn
WEEHAWKEN, New Jersey
Michael Lee Crowl
WEEHAWKEN, New Jersey
Naureen Fatima Hassan
WEEHAWKEN, New Jersey
Paula Delia Polito
WEEHAWKEN, New Jersey
Paul Martin Hatch
WEEHAWKEN, New Jersey
Robert J Mccann
WEEHAWKEN, New Jersey
Robert Mulholland
WEEHAWKEN, New Jersey
Samuel Leonard Molinaro
WEEHAWKEN, New Jersey
Sharyn J Handelsman
WEEHAWKEN, New Jersey
Tambra Suzanne King
WEEHAWKEN, New Jersey
Thomas A. Giacalone
WEEHAWKEN, New Jersey
Thomas Douglas Hollowell
WEEHAWKEN, New Jersey
Thomas Naratil
WEEHAWKEN, New Jersey
William Patrick Frey
WEEHAWKEN, New Jersey
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Office Locations

WEEHAWKEN, New Jersey
33 advisors

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Data sourced from SEC Form ADV filings. UBS FINANCIAL SERVICES INC. (CRD# 8174) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.