Unclaimed Profile

Jesus Manuel Beltran

PRINCIPAL SECURITIES, INC.·DES MOINES, Iowa

SIE, Series 3, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record21 years registeredPRINCIPAL SECURITIES, INC.

711 HIGH STREET, DES MOINES, IA 50392CRD# 4642364Firm CRD# 1137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jesus Manuel Beltran · DES MOINES, IA

Registration

CRD #4642364 · PRINCIPAL SECURITIES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

May 2026 – present

SEASIDE WEALTH MANAGEMENT, INC.

Apr 2025 – Jan 2026

CARLSBAD, CA

PRINCIPAL SECURITIES, INC.

Apr 2021 – May 2024

DES MOINES, IA

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – Apr 2021

SAN DIEGO, CA

CETERA ADVISORS LLC

Aug 2019 – Apr 2021

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Nov 2020

SAN DIEGO, CA

ADVANCED EQUITIES ASSET MANAGEMENT

May 2008 – Sep 2009

SAN DIEGO, CA

GREENBOOK INVESTMENT MANAGEMENT, INC.

May 2008 – Sep 2009

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Jun 2007 – Jul 2012

SAN DIEGO, CA

MADISON AVENUE ADVISORS, INC.

Aug 2006 – Jun 2007

SAN DIEGO, CA

INTEGRITY CAPITAL MANAGEMENT

Jan 2005 – Aug 2006

OCEANSIDE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · January 11, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPAL SECURITIES, INC.

CRD 1137 · SEC 801-54949

AUM

$12.1B

Regulatory assets under management

Employees

1,349

54,844 client accounts

Services offered by PRINCIPAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRINCIPAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Jesus Manuel Beltran offer?

Jesus Manuel Beltran specializes in Financial Planning, Investment Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Jesus Manuel Beltran's credentials?

Jesus Manuel Beltran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jesus Manuel Beltran located?

Jesus Manuel Beltran is based in DES MOINES, Iowa, working with PRINCIPAL SECURITIES, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Jesus Manuel Beltran charge for services?

Jesus Manuel Beltran's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees, solicitors fees, subscription consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL SECURITIES, INC.?

PRINCIPAL SECURITIES, INC. has approximately 1349 employees and manages $12.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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