Unclaimed Profile

Catherine Meaghan Alvarez

PRINCIPAL SECURITIES, INC.·DES MOINES, Iowa

PRINCIPAL SECURITIES, INC.

711 HIGH STREET, DES MOINES, IA 50392CRD# 5232936Firm CRD# 1137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Meaghan Alvarez · DES MOINES, IA

Registration

CRD #5232936 · PRINCIPAL SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Catherine Meaghan Alvarez is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

PRINCIPAL SECURITIES, INC.

AUM

$12.1B

Regulatory assets under management

Employees

1349

Total firm employees

View all advisors at PRINCIPAL SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES

Regulatory

SEC/IARD CRD# 5232936

Firm CRD# 1137

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Catherine Meaghan Alvarez offer?

Catherine Meaghan Alvarez specializes in Financial Planning, Investment Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Catherine Meaghan Alvarez's credentials?

Catherine Meaghan Alvarez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Meaghan Alvarez located?

Catherine Meaghan Alvarez is based in DES MOINES, Iowa, working with PRINCIPAL SECURITIES, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Catherine Meaghan Alvarez charge for services?

Catherine Meaghan Alvarez's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees, solicitors fees, subscription consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL SECURITIES, INC.?

PRINCIPAL SECURITIES, INC. has approximately 1349 employees and manages $12.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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