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Catherine Meaghan Alvarez

PRINCIPAL SECURITIES, INC.·DES MOINES, Iowa
Unclaimed Profile
711 HIGH STREET, DES MOINES, IA 50392CRD# 5232936Firm CRD# 1137
01

About

Catherine Meaghan Alvarez is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
PRINCIPAL SECURITIES, INC.
PRINCIPAL SECURITIES, INC.
AUM
$12.1B
Regulatory assets under management
Employees
1349
Total firm employees
View all advisors at PRINCIPAL SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES
Regulatory
SEC/IARD CRD# 5232936
Firm CRD# 1137
11 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Catherine Meaghan Alvarez offer?
Catherine Meaghan Alvarez specializes in Financial Planning, Investment Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Catherine Meaghan Alvarez's credentials?
Catherine Meaghan Alvarez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Meaghan Alvarez located?
Catherine Meaghan Alvarez is based in DES MOINES, Iowa, working with PRINCIPAL SECURITIES, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Catherine Meaghan Alvarez charge for services?
Catherine Meaghan Alvarez's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees, solicitors fees, subscription consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL SECURITIES, INC.?
PRINCIPAL SECURITIES, INC. has approximately 1349 employees and manages $12.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DES MOINES
David Michael Blake — PRINCIPAL GLOBAL INVESTORS, LLCJoyce Nixson Hoffman — PRINCOR FINANCIAL SERVICES CORPORATIONSamuel B O'brien — CAPITAL VIEW WEALTH MANAGEMENT, LLCEdward C Poulsen — AVIVA INVESTORS NORTH AMERICA, INC.Larry Donald Zimpleman — PRINCIPAL GLOBAL INVESTORS, LLC
Nearby cities in Iowa
WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)FAIRFIELD (31)
City Guides
WEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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