Unclaimed Profile

David James Brown

PRINCIPAL MANAGEMENT CORP·DES MOINES, Iowa

Clean recordPRINCIPAL MANAGEMENT CORP

801 GRAND AVENUE, DES MOINES, IA 50392-2080CRD# 3161920Firm CRD# 105641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David James Brown · DES MOINES, IA

Registration

CRD #3161920 · PRINCIPAL MANAGEMENT CORP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

David James Brown is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL MANAGEMENT CORP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

PRINCIPAL MANAGEMENT CORP

AUM

$183.1B

Regulatory assets under management

Employees

178

Total firm employees

View all advisors at PRINCIPAL MANAGEMENT CORP →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 3161920

Firm CRD# 105641

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does David James Brown offer?

David James Brown specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.

What are David James Brown's credentials?

David James Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David James Brown located?

David James Brown is based in DES MOINES, Iowa, working with PRINCIPAL MANAGEMENT CORP. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does David James Brown charge for services?

David James Brown's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL MANAGEMENT CORP?

PRINCIPAL MANAGEMENT CORP has approximately 178 employees and manages $183.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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