AdvisorOS Directory
Claim Profile
DB

David James Brown

PRINCIPAL MANAGEMENT CORP·DES MOINES, Iowa
Unclaimed Profile
801 GRAND AVENUE, DES MOINES, IA 50392-2080CRD# 3161920Firm CRD# 105641
01

About

David James Brown is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL MANAGEMENT CORP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
PRINCIPAL MANAGEMENT CORP
PRINCIPAL MANAGEMENT CORP
AUM
$183.1B
Regulatory assets under management
Employees
178
Total firm employees
View all advisors at PRINCIPAL MANAGEMENT CORP →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3161920
Firm CRD# 105641
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in DES MOINES?

Browse all registered financial advisors in DES MOINES, Iowa or claim this profile if it's yours.

Browse DES MOINES AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does David James Brown offer?
David James Brown specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.
What are David James Brown's credentials?
David James Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David James Brown located?
David James Brown is based in DES MOINES, Iowa, working with PRINCIPAL MANAGEMENT CORP. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does David James Brown charge for services?
David James Brown's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL MANAGEMENT CORP?
PRINCIPAL MANAGEMENT CORP has approximately 178 employees and manages $183.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in DES MOINES
David Michael Blake — PRINCIPAL GLOBAL INVESTORS, LLCJoyce Nixson Hoffman — PRINCOR FINANCIAL SERVICES CORPORATIONSamuel B O'brien — CAPITAL VIEW WEALTH MANAGEMENT, LLCEdward C Poulsen — AVIVA INVESTORS NORTH AMERICA, INC.Larry Donald Zimpleman — PRINCIPAL GLOBAL INVESTORS, LLC
Nearby cities in Iowa
WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)FAIRFIELD (31)
City Guides
WEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile