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Samuel B O'brien

CAPITAL VIEW WEALTH MANAGEMENT, LLC·DES MOINES, Iowa
Clean recordCAPITAL VIEW WEALTH MANAGEMENT, LLC
801 GRAND AVENUE, DES MOINES, IA 50309CRD# 853866Firm CRD# 126653

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel B O'brien · DES MOINES, IA
Registration
CRD #853866 · CAPITAL VIEW WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Samuel B O'brien is a registered financial advisor based in DES MOINES, Iowa, affiliated with CAPITAL VIEW WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
CAPITAL VIEW WEALTH MANAGEMENT, LLC
CAPITAL VIEW WEALTH MANAGEMENT, LLC
AUM
$112M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at CAPITAL VIEW WEALTH MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 853866
Firm CRD# 126653
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Samuel B O'brien offer?
Samuel B O'brien specializes in Investment Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Samuel B O'brien's credentials?
Samuel B O'brien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel B O'brien located?
Samuel B O'brien is based in DES MOINES, Iowa, working with CAPITAL VIEW WEALTH MANAGEMENT, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Samuel B O'brien charge for services?
Samuel B O'brien's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL VIEW WEALTH MANAGEMENT, LLC?
CAPITAL VIEW WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $112M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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