Unclaimed Profile

Karen Emily Hansen

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois

SIE, Series 6, Series 7, Series 63, Series 65Clean record20 years registeredMIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT ST., EAST PEORIA, IL 61611CRD# 2694645Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Emily Hansen · EAST PEORIA, IL

Registration

CRD #2694645 · MIDWESTERN SECURITIES TRADING COMPANY, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIDWESTERN SECURITIES TRADING COMPANY, LLC

MIDWESTERN SECURITIES TRADING CO.,LLC

Jan 2021 – Oct 2021

TAYLORVILLE, IL

MIDWESTERN SECURITIES TRADING CO.,LLC

Oct 2014 – Dec 2020

TAYLORVILLE, IL

LPL FINANCIAL LLC

Jul 2011 – Oct 2014

SPRINGFIELD, IL

UVEST FINANCIAL SERVICES GROUP, INC.

Jul 2007 – Jul 2011

SPRINGFIELD, IL

VISION ASSET MANAGEMENT INC

Nov 2005 – Jul 2007

ROSEMONT, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 10, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIDWESTERN SECURITIES TRADING COMPANY, LLC

CRD 101080 · SEC 801-77948

AUM

$1.3B

Regulatory assets under management

Employees

8,452 client accounts

Services offered by MIDWESTERN SECURITIES TRADING COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Emily Hansen offer?

Karen Emily Hansen specializes in Financial Planning, Investment Management.

What are Karen Emily Hansen's credentials?

Karen Emily Hansen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Emily Hansen located?

Karen Emily Hansen is based in EAST PEORIA, Illinois, last registered with MIDWESTERN SECURITIES TRADING COMPANY, LLC.

How does Karen Emily Hansen charge for services?

Karen Emily Hansen's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?

MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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