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Michael Glenn Manley

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois
SIE, Series 6, Series 63Clean recordMIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT ST., EAST PEORIA, IL 61611CRD# 1189572Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Glenn Manley · EAST PEORIA, IL
Registration
CRD #1189572 · MIDWESTERN SECURITIES TRADING COMPANY, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MIDWESTERN SECURITIES TRADING COMPANY, LLC
CRD 101080 · SEC 801-77948
AUM
$1.3B
Regulatory assets under management
Employees
79
8,452 client accounts
Services offered by MIDWESTERN SECURITIES TRADING COMPANY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does Michael Glenn Manley offer?
Michael Glenn Manley specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.
What are Michael Glenn Manley's credentials?
Michael Glenn Manley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Glenn Manley located?
Michael Glenn Manley is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.
How does Michael Glenn Manley charge for services?
Michael Glenn Manley's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?
MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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