Unclaimed Profile

Michael John Graham

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois

Clean recordMIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT ST, EAST PEORIA, IL 61611CRD# 2726573Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Graham · EAST PEORIA, IL

Registration

CRD #2726573 · MIDWESTERN SECURITIES TRADING COMPANY, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Michael John Graham is a registered financial advisor based in EAST PEORIA, Illinois, affiliated with MIDWESTERN SECURITIES TRADING COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

MIDWESTERN SECURITIES TRADING COMPANY, LLC

MIDWESTERN SECURITIES TRADING CO.,LLC

AUM

$1.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Other: A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT

Regulatory

SEC/IARD CRD# 2726573

Firm CRD# 101080

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Michael John Graham offer?

Michael John Graham specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.

What are Michael John Graham's credentials?

Michael John Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Graham located?

Michael John Graham is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.

How does Michael John Graham charge for services?

Michael John Graham's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?

MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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