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Michael John Graham

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois
Unclaimed Profile
235 EVERETT ST, EAST PEORIA, IL 61611CRD# 2726573Firm CRD# 101080
01

About

Michael John Graham is a registered financial advisor based in EAST PEORIA, Illinois, affiliated with MIDWESTERN SECURITIES TRADING COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
MIDWESTERN SECURITIES TRADING COMPANY, LLC
MIDWESTERN SECURITIES TRADING CO.,LLC
AUM
$1.3B
Regulatory assets under management
Employees
79
Total firm employees
View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT
Regulatory
SEC/IARD CRD# 2726573
Firm CRD# 101080
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Michael John Graham offer?
Michael John Graham specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.
What are Michael John Graham's credentials?
Michael John Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael John Graham located?
Michael John Graham is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.
How does Michael John Graham charge for services?
Michael John Graham's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?
MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in EAST PEORIA
John Charles Graham — MIDWESTERN SECURITIES TRADING COMPANY, LLCJoshua Andrew Miller — MIDWESTERN SECURITIES TRADING COMPANY, LLCMichael Glenn Manley — MIDWESTERN SECURITIES TRADING COMPANY, LLCBrian Howard Card — MIDWESTERN SECURITIES TRADING COMPANY, LLCNathan William White — MIDWESTERN SECURITIES TRADING COMPANY, LLC
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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