Unclaimed Profile

John Charles Graham

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois

SIE, Series 1, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record26 years registeredMIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT ST., EAST PEORIA, IL 61611CRD# 227129Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Charles Graham · EAST PEORIA, IL

Registration

CRD #227129 · MIDWESTERN SECURITIES TRADING COMPANY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIDWESTERN SECURITIES TRADING COMPANY, LLC

MIDWESTERN SECURITIES TRADING CO.,LLC

Sep 1999 – Dec 2024

New Boston, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · September 27, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIDWESTERN SECURITIES TRADING COMPANY, LLC

CRD 101080 · SEC 801-77948

AUM

$1.3B

Regulatory assets under management

Employees

8,452 client accounts

Services offered by MIDWESTERN SECURITIES TRADING COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does John Charles Graham offer?

John Charles Graham specializes in Financial Planning, Investment Management.

What are John Charles Graham's credentials?

John Charles Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Charles Graham located?

John Charles Graham is based in EAST PEORIA, Illinois, last registered with MIDWESTERN SECURITIES TRADING COMPANY, LLC.

How does John Charles Graham charge for services?

John Charles Graham's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?

MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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