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Joshua Andrew Miller

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois
SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFPClean record20 years registeredMIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT ST., EAST PEORIA, IL 61611CRD# 4442923Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joshua Andrew Miller · EAST PEORIA, IL
Registration
CRD #4442923 · MIDWESTERN SECURITIES TRADING COMPANY, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

MIDWESTERN SECURITIES TRADING CO.,LLC
Jun 2006 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · June 27, 2006
Years registered · 20
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MIDWESTERN SECURITIES TRADING COMPANY, LLC
CRD 101080 · SEC 801-77948
AUM
$1.3B
Regulatory assets under management
Employees
79
8,452 client accounts
Services offered by MIDWESTERN SECURITIES TRADING COMPANY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →
Introduction

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05

Frequently Asked Questions

What services does Joshua Andrew Miller offer?
Joshua Andrew Miller specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.
What are Joshua Andrew Miller's credentials?
Joshua Andrew Miller holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Joshua Andrew Miller located?
Joshua Andrew Miller is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.
How does Joshua Andrew Miller charge for services?
Joshua Andrew Miller's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?
MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC

Michael John Graham
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John Charles Graham
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Brian Howard Card
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Jeffrey Alan Schumacher
EAST PEORIA, IL
Michael Glenn Manley
EAST PEORIA, IL
Matthew J Kuntz
EAST PEORIA, IL

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