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Cassandra Lee Taraboletti

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois
SIE, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 66, Series 99TOClean record20 years registeredMIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT ST, EAST PEORIA, IL 61611CRD# 5090888Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cassandra Lee Taraboletti · EAST PEORIA, IL
Registration
CRD #5090888 · MIDWESTERN SECURITIES TRADING COMPANY, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

MIDWESTERN SECURITIES TRADING CO.,LLC
Jan 2011 – present
MIDWESTERN SECURITIES TRADING CO.,LLC
Aug 2006 – Aug 2009
PEORIA, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 52TO
Series 53
Series 66
Series 99TO
Registration record
First registered · August 2, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MIDWESTERN SECURITIES TRADING COMPANY, LLC
CRD 101080 · SEC 801-77948
AUM
$1.3B
Regulatory assets under management
Employees
79
8,452 client accounts
Services offered by MIDWESTERN SECURITIES TRADING COMPANY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →
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Frequently Asked Questions

What services does Cassandra Lee Taraboletti offer?
Cassandra Lee Taraboletti specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.
What are Cassandra Lee Taraboletti's credentials?
Cassandra Lee Taraboletti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cassandra Lee Taraboletti located?
Cassandra Lee Taraboletti is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.
How does Cassandra Lee Taraboletti charge for services?
Cassandra Lee Taraboletti's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?
MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC

Michael John Graham
EAST PEORIA, IL
John Charles Graham
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Brian Howard Card
EAST PEORIA, IL
Jeffrey Alan Schumacher
EAST PEORIA, IL
Joshua Andrew Miller
EAST PEORIA, IL
CFP
Michael Glenn Manley
EAST PEORIA, IL

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