Unclaimed Profile

Brian Howard Card

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois

SIE, Series 6, Series 7, Series 63, Series 65Clean record20 years registeredMIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT ST., EAST PEORIA, IL 61611CRD# 4762530Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Howard Card · EAST PEORIA, IL

Registration

CRD #4762530 · MIDWESTERN SECURITIES TRADING COMPANY, LLC · 20 years registered

Brand Profile

Not yet started

Career History

MIDWESTERN SECURITIES TRADING CO.,LLC

Mar 2010 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Mar 2008 – Mar 2010

LAFAYETTE, IN

COMMONWEALTH FINANCIAL NETWORK

Jan 2007 – Mar 2008

LAFAYETTE, IN

BISON INVESTMENT ADVISORS, INC.

May 2006 – May 2008

LAFAYETTE, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 15, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIDWESTERN SECURITIES TRADING COMPANY, LLC

CRD 101080 · SEC 801-77948

AUM

$1.3B

Regulatory assets under management

Employees

8,452 client accounts

Services offered by MIDWESTERN SECURITIES TRADING COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MIDWESTERN SECURITIES TRADING COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Howard Card offer?

Brian Howard Card specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.

What are Brian Howard Card's credentials?

Brian Howard Card is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Howard Card located?

Brian Howard Card is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.

How does Brian Howard Card charge for services?

Brian Howard Card's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?

MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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