Unclaimed Profile

Landis Griffin Thompson

FINANCIAL WEST INVESTMENT GROUP, INC.·WESTLAKE VILLAGE, California

SIE, Series 7, Series 24, Series 27, Series 66Clean record17 years registeredFINANCIAL WEST INVESTMENT GROUP, INC.

4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362CRD# 5536667Firm CRD# 16668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Landis Griffin Thompson · WESTLAKE VILLAGE, CA

Registration

CRD #5536667 · FINANCIAL WEST INVESTMENT GROUP, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL WEST INVESTMENT GROUP, INC.

LPL FINANCIAL LLC

Dec 2017 – Oct 2018

SAN DIEGO, CA

FINANCIAL WEST GROUP

Feb 2017 – Aug 2017

WESTLAKE VILLAGE, CA

SANDLAPPER WEALTH MANAGEMENT, LLC

Feb 2014 – Oct 2014

GREENVILLE, SC

FINANCIAL WEST GROUP

Apr 2013 – Oct 2013

WELLSBURG, WV

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Sep 2012 – Dec 2012

MARION, IA

PRINCOR FINANCIAL SERVICES CORPORATION

Feb 2012 – Sep 2012

CEDAR RAPIDS, IA

ALLIED BEACON WEALTH MANAGEMENT, LLC

Oct 2011 – Oct 2011

SCHAUMBURG, IL

WORKMAN SECURITIES CORPORATION

Mar 2011 – Sep 2011

INDEPENDENCE, IA

WORKMAN SECURITIES CORPORATION

Jan 2010 – Dec 2010

COLLEYVILLE, TX

KCD FINANCIAL, INC.

Apr 2009 – May 2009

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 66

Registration record

First registered · April 6, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL WEST INVESTMENT GROUP, INC.

CRD 16668 · SEC 801-57393

AUM

$180K

Regulatory assets under management

Employees

1 client accounts

Services offered by FINANCIAL WEST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL WEST INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Landis Griffin Thompson offer?

Landis Griffin Thompson specializes in Financial Planning, Investment Management.

What are Landis Griffin Thompson's credentials?

Landis Griffin Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Landis Griffin Thompson located?

Landis Griffin Thompson is based in WESTLAKE VILLAGE, California, last registered with FINANCIAL WEST INVESTMENT GROUP, INC..

How does Landis Griffin Thompson charge for services?

Landis Griffin Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL WEST INVESTMENT GROUP, INC.?

FINANCIAL WEST INVESTMENT GROUP, INC. has approximately 4 employees and manages $180K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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