Unclaimed Profile

Dorothy Lynn Gibbens

FINANCIAL WEST INVESTMENT GROUP, INC.·WESTLAKE VILLAGE, California

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 79TO, Series 99TOClean record14 years registeredFINANCIAL WEST INVESTMENT GROUP, INC.

4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362CRD# 1192309Firm CRD# 16668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dorothy Lynn Gibbens · WESTLAKE VILLAGE, CA

Registration

CRD #1192309 · FINANCIAL WEST INVESTMENT GROUP, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL WEST INVESTMENT GROUP, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

Aug 2016 – May 2019

Westlake VIllage, CA

MORGAN STANLEY

Jan 2013 – Jun 2014

WOODLAND HILLS, CA

FINANCIAL WEST GROUP

Sep 2011 – Dec 2012

RENO, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 79TO

Series 99TO

Registration record

First registered · September 22, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL WEST INVESTMENT GROUP, INC.

CRD 16668 · SEC 801-57393

AUM

$180K

Regulatory assets under management

Employees

1 client accounts

Services offered by FINANCIAL WEST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL WEST INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Dorothy Lynn Gibbens offer?

Dorothy Lynn Gibbens specializes in Financial Planning, Investment Management.

What are Dorothy Lynn Gibbens's credentials?

Dorothy Lynn Gibbens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dorothy Lynn Gibbens located?

Dorothy Lynn Gibbens is based in WESTLAKE VILLAGE, California, last registered with FINANCIAL WEST INVESTMENT GROUP, INC..

How does Dorothy Lynn Gibbens charge for services?

Dorothy Lynn Gibbens's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL WEST INVESTMENT GROUP, INC.?

FINANCIAL WEST INVESTMENT GROUP, INC. has approximately 4 employees and manages $180K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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