Unclaimed Profile

Richard Kevin Winters

WINTERS FINANCIAL GROUP, INC.·WESTLAKE VILLAGE, California

Clean recordWINTERS FINANCIAL GROUP, INC.

2659 TOWNSGATE RD., WESTLAKE VILLAGE, CA 91361CRD# 4047376Firm CRD# 309549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Kevin Winters · WESTLAKE VILLAGE, CA

Registration

CRD #4047376 · WINTERS FINANCIAL GROUP, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Kevin Winters is a registered financial advisor based in WESTLAKE VILLAGE, California, affiliated with WINTERS FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

WINTERS FINANCIAL GROUP, INC.

AUM

$169M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WINTERS FINANCIAL GROUP, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4047376

Firm CRD# 309549

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Kevin Winters offer?

Richard Kevin Winters specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Richard Kevin Winters's credentials?

Richard Kevin Winters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Kevin Winters located?

Richard Kevin Winters is based in WESTLAKE VILLAGE, California, working with WINTERS FINANCIAL GROUP, INC.. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Richard Kevin Winters charge for services?

Richard Kevin Winters's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINTERS FINANCIAL GROUP, INC.?

WINTERS FINANCIAL GROUP, INC. has approximately 3 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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