Unclaimed Profile

Daniel Laurence Mock

FMB WEALTH MANAGEMENT·WESTLAKE VILLAGE, California

Series 65Clean record11 years registeredFMB WEALTH MANAGEMENT

100 N. WESTLAKE BLVD., SUITE 201, WESTLAKE VILLAGE, CA 91362CRD# 6343729Firm CRD# 122309

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Laurence Mock · WESTLAKE VILLAGE, CA

Registration

CRD #6343729 · FMB WEALTH MANAGEMENT · 11 years registered

Brand Profile

Not yet started

Career History

INDIVISIBLE PARTNERS

May 2026 – present

FMB RETIREMENT SERVICES

Oct 2014 – present

FMB WEALTH MANAGEMENT

Oct 2014 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 7, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FMB WEALTH MANAGEMENT

CRD 122309 · SEC 801-61556

AUM

$452M

Regulatory assets under management

Employees

794 client accounts

Services offered by FMB WEALTH MANAGEMENT

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FMB WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Daniel Laurence Mock offer?

Daniel Laurence Mock specializes in Investment Management, Fee-Only Advisory. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Daniel Laurence Mock's credentials?

Daniel Laurence Mock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Laurence Mock located?

Daniel Laurence Mock is based in WESTLAKE VILLAGE, California, working with FMB WEALTH MANAGEMENT. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Daniel Laurence Mock charge for services?

Daniel Laurence Mock's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FMB WEALTH MANAGEMENT?

FMB WEALTH MANAGEMENT has approximately 12 employees and manages $452M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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