Unclaimed Profile

Corey Andrew White

FINANCIAL WEST INVESTMENT GROUP, INC.·WESTLAKE VILLAGE, California

SIE, Series 3, Series 4, Series 7, Series 24, Series 66, Series 79TO, Series 99TO23 years registeredFINANCIAL WEST INVESTMENT GROUP, INC.

4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362CRD# 4537015Firm CRD# 16668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Corey Andrew White · WESTLAKE VILLAGE, CA

Registration

CRD #4537015 · FINANCIAL WEST INVESTMENT GROUP, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL WEST INVESTMENT GROUP, INC.

WESTERN INTERNATIONAL SECURITIES

Aug 2017 – Aug 2022

Pasadena, CA

FINANCIAL WEST GROUP

May 2003 – Aug 2017

WESTLAKE VILLAGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 66

Series 79TO

Series 99TO

Registration record

First registered · May 30, 2003

Years registered · 23

Disclosure History

2022Customer Dispute·Settled

2021Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL WEST INVESTMENT GROUP, INC.

CRD 16668 · SEC 801-57393

AUM

$180K

Regulatory assets under management

Employees

1 client accounts

Services offered by FINANCIAL WEST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL WEST INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Corey Andrew White offer?

Corey Andrew White specializes in Financial Planning, Investment Management.

What are Corey Andrew White's credentials?

Corey Andrew White is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Corey Andrew White located?

Corey Andrew White is based in WESTLAKE VILLAGE, California, last registered with FINANCIAL WEST INVESTMENT GROUP, INC..

How does Corey Andrew White charge for services?

Corey Andrew White's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL WEST INVESTMENT GROUP, INC.?

FINANCIAL WEST INVESTMENT GROUP, INC. has approximately 4 employees and manages $180K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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