Unclaimed Profile

Daniel Christopher Novak

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 66CFPClean record11 years registeredWILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

2625 TOWNSGATE ROAD, WESTLAKE VILLAGE, CA 91361CRD# 6348004Firm CRD# 324173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Christopher Novak · WESTLAKE VILLAGE, CA

Registration

CRD #6348004 · WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

ALEXANDER CAPITAL, L.P.

Nov 2024 – present

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

Aug 2023 – present

DYNAMIC WEALTH ADVISORS

May 2023 – Nov 2023

Westgate Village, CA

DYNAMIC WEALTH ADVISORS

Apr 2023 – Apr 2023

THOUSAND OAKS, CA

WESTERN INTERNATIONAL SECURITIES

Mar 2019 – Jun 2023

Pasadena, CA

TCFG INVESTMENT ADVISORS, LLC

Mar 2019 – May 2019

Burbank, CA

CHARLES SCHWAB & CO., INC.

Jun 2015 – Mar 2019

Pasadena, CA

THRIVENT INVESTMENT MANAGEMENT INC.

Dec 2014 – Jan 2015

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 23, 2014

Years registered · 11

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

CRD 324173 · SEC 801-128269

AUM

$238M

Regulatory assets under management

Employees

703 client accounts

Services offered by WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Christopher Novak offer?

Daniel Christopher Novak specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Daniel Christopher Novak's credentials?

Daniel Christopher Novak holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Christopher Novak located?

Daniel Christopher Novak is based in WESTLAKE VILLAGE, California, working with WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Daniel Christopher Novak charge for services?

Daniel Christopher Novak's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC?

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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