Unclaimed Profile

Gene (nmn) Ka

WEALTH DESIGN, LLC·SAN JOSE, California

SIE, Series 6, Series 7, Series 24, Series 63Clean record28 years registeredWEALTH DESIGN, LLC

50 W. SAN FERNANDO STREET, SAN JOSE, CA 95113CRD# 2048557Firm CRD# 114293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene (nmn) Ka · SAN JOSE, CA

Registration

CRD #2048557 · WEALTH DESIGN, LLC · 28 years registered

Brand Profile

Not yet started

Career History

BEACON POINTE ADVISORS, LLC

Apr 2021 – present

WEALTH DESIGN, LLC

Jan 2018 – Mar 2021

SAN JOSE, CA

WEALTH DESIGN, LLC

Nov 2006 – Dec 2017

SAN JOSE, CA

LPL FINANCIAL CORPORATION

Dec 1997 – Jan 2010

CAMPBELL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · December 31, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH DESIGN, LLC

CRD 114293 · SEC 801-77786

AUM

$312M

Regulatory assets under management

Employees

438 client accounts

Services offered by WEALTH DESIGN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH DESIGN, LLC →

Introduction

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Frequently Asked Questions

What services does Gene (nmn) Ka offer?

Gene (nmn) Ka specializes in Financial Planning, Investment Management. Contact their office in SAN JOSE, California for a consultation.

What are Gene (nmn) Ka's credentials?

Gene (nmn) Ka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene (nmn) Ka located?

Gene (nmn) Ka is based in SAN JOSE, California, working with WEALTH DESIGN, LLC. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Gene (nmn) Ka charge for services?

Gene (nmn) Ka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH DESIGN, LLC?

WEALTH DESIGN, LLC has approximately 3 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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