Unclaimed Profile

Gene (nmn) Ka

WEALTH DESIGN, LLC·SAN JOSE, California

Clean recordWEALTH DESIGN, LLC

50 W. SAN FERNANDO STREET, SAN JOSE, CA 95113CRD# 2048557Firm CRD# 114293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene (nmn) Ka · SAN JOSE, CA

Registration

CRD #2048557 · WEALTH DESIGN, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Gene (nmn) Ka is a registered financial advisor based in SAN JOSE, California, affiliated with WEALTH DESIGN, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

WEALTH DESIGN, LLC

AUM

$312M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WEALTH DESIGN, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2048557

Firm CRD# 114293

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Gene (nmn) Ka offer?

Gene (nmn) Ka specializes in Financial Planning, Investment Management. Contact their office in SAN JOSE, California for a consultation.

What are Gene (nmn) Ka's credentials?

Gene (nmn) Ka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene (nmn) Ka located?

Gene (nmn) Ka is based in SAN JOSE, California, working with WEALTH DESIGN, LLC. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Gene (nmn) Ka charge for services?

Gene (nmn) Ka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH DESIGN, LLC?

WEALTH DESIGN, LLC has approximately 3 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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